Topic:"Regulatory Compliance" in M12725

DATE FILED: March 2, 2026 Page 17 of 29 1 10.0 DISPUTES 2 3 Section 2.8.2.1 of the Market Rules states: 4 5 2.8.2.1, Except as otherwise provided in respect of metering disputes, any disputes 6 under the Market Rules shall be subject to th...

AI summary The document outlines the absence of disputes in 2025 under the Transmission Tariff and discusses the reliability planning efforts, including an audit initiated by NPCC in 2024 that was extended due to a cyber-attack. The audit of NS Power covered 15 Standards and 33 Requirements.

- internal audits by having employees on the SoC Direct Applicability List certify that they - understand the OATT SoC. - The 2025 OATT SoC training/certification module was assigned to 278 people. By December 31, - 2025, everyone assigned...

AI summary The document outlines the completion of OATT SoC training and certification by 278 employees by December 31, 2025, and confirms that there were no Non-Conformance or Corrective Action Reports related to the OATT SoC in 2025.

OASIS Website Requirements: - a) Each item on the NS Power OASIS website will be reviewed quarterly for accuracy of information and current dates. - b) Broken links will be fixed with-in 7 days of communication to the Chief Compliance Offi...

AI summary The OASIS website requirements mandate quarterly reviews for accuracy, prompt repair of broken links, alignment of the Standards of Conduct Org chart with NS Power's structure, and documentation of revision dates on each page.

OATT Standards of Conduct (SoC) OATT Standards of Conduct OASIS Messaging Document Number: OATT-SoC-002 Issue Date: October 2017 Last Reviewed: November 20December 8, 20242025 Revision #: 89

AI summary This document outlines the OATT Standards of Conduct (SoC) and OASIS Messaging protocols, issued in October 2017 with last review on December 8, 2025, and revision 89. It establishes regulatory guidelines for conduct and messaging within the Nova Scotia energy sector, reflecting ongoing oversight and compliance requirements.

OATT Standards of Conduct (SoC) Non-conformance Reporting Document Number: OATT-SoC-003 Issue Date: October 2017 Last Reviewed: November 20, 2024December 8, 2025 Revision #: 910

AI summary This document outlines the OATT Standards of Conduct (SoC) Non-conformance Reporting process, issued in October 2017 and last reviewed in December 2025. It serves as a regulatory framework for addressing non-compliance with SoC requirements, reflecting ongoing oversight by Nova Scotia's energy regulatory bodies.

3.0 Sample Listing of Standards of Conduct Non-conformances - 3.1 Any communication (other than via OASIS) between the Transmission System Operations group and the Transmission Customer (including NSPI's Marketing and Sales group, NSPI's A...

AI summary Section 3.1 outlines prohibited communications between Transmission System Operations and Transmission Customers (including NSPI affiliates and external power marketers) regarding transmission pricing, capacity plans, system availability, and market information, constituting Standards of Conduct non-conformances. OASIS is explicitly excluded as the permitted communication channel.

OATT Standards of Conduct (SoC) Nonconformance Report Document Number: OATT-SoC-004 Issue Date: October 2017 Last Reviewed: November 20, 2024December 8, 2025

AI summary This document is a nonconformance report related to the OATT Standards of Conduct, issued in October 2017 and last reviewed on December 8, 2025. It outlines issues related to compliance with the Standards of Conduct by Nova Scotia Power Inc. and other relevant entities.

OATT Standards of Conduct (SoC) Corrective Action Status Log

AI summary The document presents a log tracking corrective actions related to the OATT Standards of Conduct (SoC). It likely outlines compliance measures, timelines, and responsibilities for addressing regulatory non-compliance issues within the Nova Scotia energy sector.

Course Title Nova Scotia's Open Access Transmission Tariff (OATT) Standards of Conduct Training

AI summary This document outlines Nova Scotia's Open Access Transmission Tariff (OATT) Standards of Conduct Training, focusing on regulatory compliance, grid management, and transmission operations. The training addresses OATT's role in ensuring fair access to transmission services, adherence to reliability standards, and alignment with Nova Scotia's energy policies. It emphasizes the importance of SoC in maintaining transparency and accountability within the electricity sector.

Nova Scotia Power Inc. Full Name Course Status (Acquired = Completed) Courses (Transcript) Date Marked Complete SANJEEV PUSHKARNA Acquired 14-Jul-2025 SARAH PELTEKIAN Acquired 16-Jul-2025 SEAN MACPHERSON Acquired 08-Jul-2025 SEMAL PATEL Ac...

AI summary The document lists employees of Nova Scotia Power Inc. who have completed OATT SOC training, along with their course completion dates. It also confirms their awareness and understanding of the OATT SOC requirements and their applicability to NSPI and its affiliates.

ee remains active, providing advice to NS Power on matters concerning these markets. It also confirmed that, in 2025, no temporary waivers were requested or granted, no compliance or Document: 332085 remedy issues arose, and no disputes oc...

AI summary The document discusses NS Power's compliance with market rules and audits conducted by the Northeast Power Coordinating Council (NPCC). It highlights the findings of a 2024 CIP and O&P audit, including ten PNCs, two areas of concern, and seven recommendations, as well as the resolution of issues from a 2022 audit. NS Power is addressing the findings and will report on the 2024 audit in its 2026 report.

ee remains active, providing advice to NS Power on matters concerning these markets. It also confirmed that, in 2025, no temporary waivers were requested or granted, no compliance or Document: 332085 remedy issues arose, and no disputes oc...

AI summary The document discusses NS Power's compliance with market rules and audits conducted by the Northeast Power Coordinating Council (NPCC) in 2022 and 2024. NS Power reported no compliance issues or disputes in 2025 and is addressing the findings from the audits. It also noted no outstanding reliability planning or outage management issues.